0001144204-16-080339.txt : 20160210 0001144204-16-080339.hdr.sgml : 20160210 20160210150951 ACCESSION NUMBER: 0001144204-16-080339 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Unique Fabricating, Inc. CENTRAL INDEX KEY: 0001617669 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 461846791 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89322 FILM NUMBER: 161405278 BUSINESS ADDRESS: STREET 1: 800 STANDARD PARKWAY CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 248-853-2333 MAIL ADDRESS: STREET 1: 800 STANDARD PARKWAY CITY: AUBURN HILLS STATE: MI ZIP: 48326 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAGLICH MICHAEL N CENTRAL INDEX KEY: 0001024533 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: TAGLICH BROTHERS INC STREET 2: 1370 AVENUE OF THE AMERICAS --31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 6317254791 SC 13G 1 v431281_sc13g.htm SC 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON DC 20549

  

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

UNIQUE FABRICATING, INC.
(Name of Issuer)
  
Common Stock, par value $.001 per share
(Title of Class of Securities)
  
90915J 103
(CUSIP Number)
  
December 31, 2015
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

þ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

  
CUSIP No. 90915J 10313G Page 2 of 5 Pages

 

 1.   

NAMES OF REPORTING PERSONS

 

Michael N. Taglich

 

 2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨

(b)  ¨

 

 3.  

SEC USE ONLY

 

 

 4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

SOLE VOTING POWER

 

507,110(1)

 

  6.  

SHARED VOTING POWER

 

0

 

  7.  

SOLE DISPOSITIVE POWER

 

507,110(1)

 

  8.  

SHARED DISPOSITIVE POWER

 

0

 

9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

507,110(1)

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.29%

 

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

           

(1) Does not include 70,500 shares of common stock, par value $.001, underlying warrants beneficially owned by the Reporting Person that are not exercisable prior to 6/30/2016.

 

  
CUSIP No. 90915J 10313G Page 3 of 5 Pages

  

Item 1(a).   Name of Issuer
     
    Unique Fabricating, Inc.
     
Item 1(b).   Address of Issuer's Principal Executive Offices
     
   

800 Standard Parkway

Auburn Hills, MI 48326

 

Item 2(a).   Name of Person Filing
     
    Michael N. Taglich
     
Item 2(b).   Address of Principal Business Office or, if None, Residence
     
   

790 New York Avenue

Huntington, New York 11743

     
Item 2(c).   Citizenship
     
    United States
     
Item 2(d).   Title of Class of Securities
     
    Common Stock, par value $.001 per share
     
Item 2(e).   CUSIP Number
     
    90915J 103

 

Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a) ¨  Broker or dealer registered under Section 15 of the Act;
  (b) ¨  Bank as defined in Section 3(a)(6) of the Act;
  (c) ¨  Insurance company as defined in Section 3(a)(19) of the Act;
  (d) ¨  Investment company registered under Section 8 of the Investment Company Act of 1940;
  (e) ¨  An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f) ¨  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) ¨  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h) ¨  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
  (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
  (k) ¨  Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
   
  If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

  
CUSIP No. 90915J 10313G Page 4 of 5 Pages

  

Item 4.   Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount Beneficially Owned:
     
    507,110(1)
     
  (b) Percent of Class:
     
    5.29%
     
  (c) Number of shares as to which such person has:
     
    (i) Sole power to vote or to direct the vote
       
      507,110(1)
       
    (ii) Shared power to vote or to direct the vote
       
      0
       
    (iii) Sole power to dispose or to direct the disposition of
       
      507,110(1)
       
    (iv) Shared power to dispose or to direct the disposition of
       
      0

 

(1) Does not include 70,500 shares of common stock, par value $.001, underlying warrants beneficially owned by the Reporting Person that are not exercisable prior to 6/30/2016.

 

Item 5.   Ownership of Five Percent or Less of Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6.   Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not Applicable.

 

Item 8.   Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.   Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.   Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

  
CUSIP No. 90915J 10313G Page 5 of 5 Pages

  

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 10, 2016

 

     /s/ Michael N. Taglich
    Michael N. Taglich